Broker Check



Our Broker/Dealer is NEXT Financial Group, Inc. Which is a network of some of the industry's leading financial professionals who assist clients toward realizing their financial goals. NEXT provides back-office support to your financial professional in every area of their practice and servicing your account. In a short period of time NEXT has been recognized as one of America's fastest growing broker/dealers, currently supporting over 500 financial professionals.

NEXT has also made history by winning the prestigious Broker/Dealer of the Year Award for the last six consecutive years - 2001, 2002, 2003, 2004, 2005, 2006 and 2008 and 2012; an industry record. Based on a poll of registered representatives conducted by Investment Advisor magazine. Broker/Dealers rated highest by their representatives are awarded Broker/Dealer (B/D) of the Year.


Please see the link for more information about our clearing firm Pershing,

1Based on assets under management, reader votes, and research done on the firm itself.

2Each calendar year NEXT Financial Group, Inc. ranks its representatives based on their total Gross Dealer Concession.